Client & Matter Risk Assessment Training

Risk assessments aren’t optional—they’re the law. This training shows you exactly how to complete compliant, regulator-ready risk assessments—without guesswork or wasted time.

  • Spot red flags early

  • Know what regulators expect

  • Know what proof really means

  • Understand firm-wide vs matter-level risks

  • Write meaningful rationales - tick boxes won't cut it anymore

  • Whether you’re a conveyancer, solicitor, or compliance lead—this course gives you practical tools you can use immediately.

Get Compliant - Master Client and Matter Risk Assessments Today

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Course curriculum

  • 1

    Introduction to Client and Matter Risk Assessments

    • Welcome

    • How to use this course
  • 2

    Client and Matter Risk Assessments - why are they required, what do you have to do and what needs to be considered?

    • Get to grips with Client and Matter Risk Assessments

    • Training Notes

    • Quiz - Can you get 5 out of 5 right?
  • 3

    Resources

    • Client Risk Assessment Template

    • Matter Risk Assessment Template

    • Client and Matter Risk Assessment Combined Template
  • 4

    What's next?

    • What's next?

    • Next Steps

    • Link for more information on the CQS Audit, Policies and Procedures or other assistance such as consultancy days

    • Website link for more training